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| 1 | Securities regulation and implicit penalties显示文摘The extant literature offers extensive support for the significant role played by institutions in financial markets,but implicit regulation and monitoring have yet to be examined.This study fills this void in the literature by employing unique Chinese datasets to explore the implicit regulation and penalties imposed by the Chinese government in regulating the initial public offering(IPO) market.Of particular interest are the economic consequences of underwriting IPO deals for client firms that violate regulatory rules in China's capital market.We provide evidence to show that the associated underwriters' reputations are impaired and their market share declines.We further explore whether such negative consequences result from a market disciplinary mechanism or a penalty imposed by the government.To analyze the possibility of a market disciplinary mechanism at work,we investigate(1) the market reaction to other client firms whose IPO deals were underwritten by underwriters associated with a violation at the time the violation was publicly disclosed and(2) the under-pricing of IPO deals undertaken by these underwriters after such disclosure.To analyze whether the government imposes an implicit penalty,we examine the application processing time for future IPO deals underwritten by the associated underwriters and find it to be significantly longer than for IPO deals underwritten by other underwriters.Overall,there is little evidence to suggest that the market penalizes underwriters for the rule-violating behavior of their client firms in China.Instead,the Chinese government implicitly penalizes them by imposing more stringent criteria on and lengthening the processing time of the IPO deals they subsequently underwrite. | Donghua Chen Yuyan Guan Gang Zhao Feifei Wu | 2011 | China Journal of Accounting Research2011，，Z1： | 2 |
| 2 | Elevational divergence in the great tit complex revealed by major hemoglobin genes显示文摘 | Xiaojia ZHu Yuyan GUAN Yanhua Qu Gabriel DAVID Gang SONG Fumin LEI | 2018 | Current Zoology2018，64，4： | 2 |
| 3 | Integrative taxonomy of the Plain-backed Thrush(Zoothera mollissima)complex(Aves,Turdidae)reveals cryptic species,including a new species显示文摘Background: The Plain-backed Thrush Zoothera mollissima breeds in the Himalayas and mountains of central China. It was long considered conspecific with the Long-tailed Thrush Zoothera dixoni, until these were shown to be broadly sympatric.Methods: We revise the Z. mollissima–Z. dixoni complex by integrating morphological, acoustic, genetic(two mitochondrial and two nuclear markers), ecological and distributional datasets.Results: In earlier field observations, we noted two very different song types of 'Plain-backed' Thrush segregated by breeding habitat and elevation. Further integrative analyses congruently identify three groups: an alpine breeder in the Himalayas and Sichuan, China('Alpine Thrush'); a forest breeder in the eastern Himalayas and northwest Yunnan(at least), China('Himalayan Forest Thrush'); and a forest breeder in central Sichuan('Sichuan Forest Thrush'). Alpine and Himalayan Forest Thrushes are broadly sympatric, but segregated by habitat and altitude, and the same is probably true also for Alpine and Sichuan Forest Thrushes. These three groups differ markedly in morphology and songs. In addition, DNA sequence data from three non-breeding specimens from Yunnan indicate that yet another lineage exists('Yunnan Thrush'). However, we find no consistent morphological differences from Alpine Thrush, and its breeding range is unknown. Molecular phylogenetic analyses suggest that all four groups diverged at least a few million years ago, and identify Alpine Thrush and the putative 'Yunnan Thrush' as sisters, and the two forest taxa as sisters. Cytochrome b divergences among the four Z. mollissima sensu lato(s.l.) clades are similar to those between any of them and Z. dixoni, and exceed that between the two congeneric outgroup species. We lectotypify the name Oreocincla rostrata Hodgson, 1845 with the Z. mollissima sensu stricto(s.s.) specimen long considered its type. No available name unambiguously pertains to the Himalayan Forest Thrush.Conclusions: The Plain-backed Thrush Z. mollissima s.l. comprises at least three species: Alpine Thrush Z. mollissima s.s., with a widespread alpine breeding distribution; Sichuan Forest Thrush Z. griseiceps, breeding in central Sichuan forests; and Himalayan Forest Thrush, breeding in the eastern Himalayas and northwest Yunnan(at least), which is described herein as a new species. 'Yunnan Thrush' requires further study. | Per Alstrom Pamela C.Rasmussen Chao Zhao Jingzi Xu Shashank Dalvi Tianlong Cai Yuyan Guan Ruiying Zhang Mikhail V.Kalyakin Fumin Lei Urban Olsson | 2016 | Chinese Birds2016，，1： | 2 |
| 4 | Are Stock Option Grants to Directors of State-controlled Chinese Firms Listed in Hong Kong Genuine Compensation显示文摘 | Chen Zhihong Yuyan Guan and Bin Ke | 2013 | The Accounting Review2013，88，5： | 1 |
| 5 | When do salary and job level predict career satisfaction and turnover intention among Chinese managers? The role of perceived organizational career management and career anchor显示文摘 | Yanjun Guan Yueran Wen Sylvia Xiaohua Chen Haiyang Liu Wei Si Yuhan Liu Yanan Wang Ruchunyi Fu Yuyan Zhang Zhilin Dong | 2014 | European Journal of Work and Organizational Psychology2014，，4： | 1 |
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